Compliance Administrator - Investments

£40,000 - £50,000 pa
09 May 2017
16 May 2017
This is a career opportunity for a Compliance Administrator to join a renowned specialist consulting firm, who offer a range of support services to financial services clients. This project support administrator role sits within the central projects team based in North Hertfordshire. Reporting to the Head of Operations you will provide support for client's regulatory applications, variations of permissions and provide supporting documentation - specifically for investment firms. As the Compliance Administrator, you will be responsible for: - Assisting with the completion of application packs for firms and individuals seeking authorisation from the FCA and PRA. - Assisting in preparation of client consumer credit application packs where required. - Supporting clients in the application process, whilst gaining their confidence and cementing relationships. - Creating bespoke client documents associated with their applications. - Providing practical support to client facing colleagues in meeting client needs. - Preparing documentation for newly authorised clients. The successful Compliance Administrator will have the following skills and experience: - Honours level graduate degree or equivalent with relevant experience within investments / FCA customer services. - Awareness of the commercial role of Risk Management. - A background in financial regulation compliance, with an understanding of the FCA authorisation process and knowledge of the FCA handbook. - Knowledge of CRR or CRD firms, COBs. - Relevant professional qualification or professional experience advantageous. - Experience of working in an office based customer service role. In return, the Compliance Administrator will receive a salary of £40,000 - £50,000 pa. You will also receive 25 days holiday plus bank holiday and the company offer an auto enrolment pension scheme (5% contribution) plus private health care. To apply for this job click apply and send us your CV. The first stage of the application process is to apply online. Candidate Source Ltd is an Advertising Agency working on behalf of an Employment Agency. By applying for this position you are giving us permission to pass your CV and covering letter to a third party in relation to this specific vacancy. A full copy of our privacy policy can be viewed on our website.

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